Probability Models for Cancer: A Comprehensive Review

A compact review of Probability Models for Cancer

Christos P. Kitsos1, Constandinos-Symeon Nisiotis2

  1. University of West Attica, Department of Informatics and Computer Engineering, Egaleo, Athens, GR

 

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PUBLISHED: 30 October 2024

CITATION: Kitsos, CP., and Nisiotis, CS., 2024. A compact review of Probability Models for Cancer. Medical Research Archives, [online] 12(10). https://doi.org/10.18103/mra.v12i10.5819

COPYRIGHT:© 2024 European Society of Medicine. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

DOI https://doi.org/10.18103/mra.v12i10.5819

ISSN 2375-1924

 

Abstract

The target of this paper is to review the main Probability models that have been proposed to examine different problems in (experimental) carcinogenesis. The models have been grouped, classified and analysed, while their necessity was discussed. We were referred Data Analysis for Brest Cancer, which has been faced under different Mathematical lines of approach, as with fractals, information measures, among them.

1. Introduction

The Risk Analysis problem does not accept a unique line of thought and development, but highly depends on the nature of the problem. Typical example is the food processing. It is clear in such cases, and not only, that the chemical hazards can be either naturally occurring (mycotoxins, pyrrolizidine, alkaloids etc) or added chemical hazards (pesticides, antibiotics, hormones, heavy metals etc), see Kitsos,¹⁸ for examples. The Cancer problem, admits, so to speak, this data analysis line, and created “models” for the development of tumour, and epidemiological analysis for describing other characteristics, food being one of them, associating with the Relative Risk. This paper is focused to the former case of study and provides a classification of the developed models. The optimal experimental design techniques, Kitsos,¹⁹ usually have as a primary goal to extract the maximum amount of unbiased information regarding the factors affecting the response. Working in this framework, from a “small” number of observations and get the “best” possible estimators, with Statistical criteria. Risk Assessment in a Bioassay, National Research Council (NCR),²⁰ complex experimental design among many factors that influence the response are often regarded as a “nuisance”, and the problem is getting worse in the neighbourhood of zero, as all the assumed models, appears to be “linear” in that small area, so extrapolation is dangerous for misleading results. We believe the tolerance intervals are more appropriate, as we have already mentioned.

The focus of interest lies in the qualification of the time to tumour, as it depends on various environmental factors, such as chemical substances or radiation. Since the early work of Armitage and Doll²¹ — also Armitage,²²’²³ Doll²⁴’²⁵ — Probability models have been used to describe the process of forming benign and malignant tumours. The cancer problem was eventually the most beloved and impressive statistical problem under consideration and Sir David Cox was providing a number of working examples, Cox,²⁶ Cox and Snell,²⁷ Kitsos,²⁸ with his hazardous function being a fundamental tool for applications. Epidemiological studies were performed under Statistical cover and essential “parameters’’ were evaluating, even without the support of Statistical packages. In principle there are two main reasons for formulating Probability models of carcinogenesis, to:

  • provide a framework for evaluating the consequences of the proposed mechanisms of carcinogenesis.

  • help to determine allowable concentrations of known carcinogens in the environment, and to estimate the consequences of exceeding them.

This is necessary because animal experiments must be done at concentrations high enough to cause some of the animals to develop tumours, while environmental concentrations must be low enough to produce very few tumours in man. Thus, apart from the animal experiments include under test different doses and exhibit different kinds of injuries, and it is necessary to study low concentrations. Therefore, beyond the Statistical analysis, covered widely with software now, some Probability model theory is needed, which is not always covered from popular software, to extrapolate the dose–response relationships downward from the high doses used in animal experiments to the low doses to be allowed in the environment. In principle there are two different approaches in cancer modelling:

  1. Those models that consider the whole organism as the modelling unit and describe the time to overt tumour in this unit.

  2. Models that describe the formation of carcinomas at the level of the cell, since knowledge is accumulating about the cellular biological events leading to cancer.

The problems we shall describe in this paper are under the line of thought of Probability and Statistics. As far as the shape of the tumour concerns, based on tissue image analysis, can be studied under (multi)fractal analysis, Stehlik et al.,²⁹ describing different tumour groups. In principle a fractal is a geometric shape containing detailed structure even at arbitrarily small scales, attracting interesting in Biology and Medicine, due to the computational improvements, for their strong Mathematical insight, Losa and Nonnenmacher.³⁰ A particular study based on fractals for mammary cancer, Hermann et al.,³¹ provides evidence that the method can be adopted on case study, by case study as the probability models are devoted for particular cases. Fractal methods, although have developed a strong Mathematical background they haven’t developed an “intimacy”, there is no feedback with users and have not grasped the potential for failure, eventually the existent P(d,t)∝P(X≤d∣t):=F(d)orP(d,t)∝P(T≤t∣d):=G(t)P(d,t) \propto P(X \le d|t) := F(d) \quad \text{or} \quad P(d,t) \propto P(T \le t|d) := G(t)Relevant Risk per case. In section 2 the development of the Probability models, at the early stages are discussed.


2. Probability Models in Carcinogenesis

Let D be the set of random variables, of the dose level of a carcinogen that induces a tumour in an individual agent and let T be the time at which an individual develops a tumour. Then, it is assumed that, an individual can develop tumour, at dose level d, say, at a particular time t, with probability P(d,t), which can be represented either restricted on time or on dose as

  • P(d,t) ∝ P(X ≤ d|t) = F(d)
    or

  • P(d,t) ∝ P(T ≤ t|d) = G(t)  (2.1)

assumed that the transformed cells are subject to a pure linear birth process and a clone of transformed cells is detected, if it exceeds a certain threshold. The two models for this model could be modified in two different ways:

  • If we assume that only one step is needed for the transformation of a normal to a malignant cell.

  • To assume that a tumour arises from a single transformed cell.

In the former case we could assume that a number of these transformed cells must accumulate for a tumour to arise, while in latter a number (how many?) of steps are needed for a transformed cell to arise from a normal cell.

The improvement was from Nordling³⁶ who assumed that k specific mutational events have to occur, for a normal cell to transform into a malignant cell and called this the multi-hit theory. Armitage and Doll²¹ modified the multi-hit theory: they assumed that a certain sequence of irreversible cell alterations has to be followed. Moreover, the quantitative implication of this approach was really masterly investigated. The approach was called multi-stage theory. It was not only accepted but, eventually, found widespread application as the biological plausibility was combined with the applicability to data sets (either from experimental or epidemiological studies).

Now, let us consider the case of a constant, continuously applied dose at level d. Moreover, the transformation rate from each stage, i, say, to the next one, i + 1, is assumed to increase linearly with the dose. In mathematical terms this is equivalent to: the transformation rate from the stage i – 1 to the next stage i is assumed to be equal to aᵢ + bᵢ d,

F(d,t)=1−exp⁡[−(a1+b1d)(a2+b2d)⋯(ak+bkd)tkk!].(2.2)F(d,t) = 1 – \exp\left[-(a_1 + b_1 d)(a_2 + b_2 d)\cdots(a_k + b_k d)\frac{t^k}{k!}\right]. \tag{2.2}

As the main assumption was that the transformation rate, from each stage, to the next one is linear model, then (2.2) can be written as

G(d)=1−exp⁡[−(θ0+θ1d+⋯+θkdk)](2.3)G(d) = 1 – \exp[-(\theta_0 + \theta_1 d + \cdots + \theta_k d^k)] \tag{2.3}

where θᵢ, i = 0,1,…,k are defined through the coefficients of the linear transformations assumed between stages, i.e. θᵢ = θᵢ(t) = aᵢ t + bᵢ t. Notice the biological inside on the coefficients of model (2.3), and therefore we shall refer to that probability model, which describes the sequential cell can be transformed, after k distinct stages in order to be a malignant one as the multistage model describes the phenomenon, and not just an extension to a non-linear mathematical model — this is a crucial point for the Statistician to clarify. Same line of thought exists for the coefficients ϑᵢ = θᵢ(t), which are function of time, which is not

λ(t)=c(t−t0)k−1,  c>0,  k≥1,orlog⁡λ(t)=log⁡c+(k−1)log⁡(t−t0)(2.4)\lambda(t) = c(t – t_0)^{k-1},\; c > 0,\; k \ge 1,\quad \text{or}\quad \log \lambda(t) = \log c + (k – 1)\log(t – t_0) \tag{2.4}where t₀ is fixed for the growth of tumour and k is the number of stages.

The above hazard function is the basis of the Armitage-Doll model, which may be considered biologically inappropriate for very old persons. The explanation is based on the fact that the very old cells lose their propensity to divide, and, therefore, are more refractive to new transformations. Thus, the “plateau” at older ages may simply reflect a compensating mechanism. Notice that the Armitage-Doll hazard function corresponds to the density function f(t)=c(t−t0)exp⁡[−ck(t−t0)k].(2.5)f(t) = c(t – t_0)\exp\left[-\frac{c}{k}(t – t_0)^k\right]. \tag{2.5}

The target of low dose exposure is to estimate effects of low exposure level of agents, known already and to identify if there are hazardous to human health. The interspecies extrapolation problem has been discussed by Luebeck et al.,³⁸ among others and is based mainly to the fact that the “body weight”, say B, is related to the physiological parameter of interest h exponentially as h = pB^q, with p and q parameters (very often q is reported around the value of q ≈ 0.75). Therefore, the experimentation is based on animals and the results are transferred to humans. So, the target to calculate the probability of the occurrence of a tumour during the individual’s lifetime is exposed to an agent of dose d during lifetime is replacing humans with animals. Moreover, the idea of “tolerance dose distribution” was introduced to provide a statistical link and generate the class of dose risk functions. Consider a nutshell – a tumour occurs at dose level x = d if the individuals’ resistance is broken at x, then the excess tumour risk is given by the Probability “model” F(d)=P(X≤d)=P(Tolerance≤d)F(d) = P(X \le d) = P(\text{Tolerance} \le d)

The above “model” is actually the unknown cumulative distribution function that is eventually modelled, in the sense that it is assumed: there exists a statistical model which approximates F(d), which acts as a cumulative distribution function. Then the dose level “d” is linked with the binary response (success or failure)

Yi={1success with probability F(d)0failure with probability 1−F(d)Y_i = \begin{cases} 1 & \text{success with probability } F(d) \\ 0 & \text{failure with probability } 1 – F(d) \end{cases}

Technically speaking the researcher only knows that the parameter vector comes from a subspace of the real numbers, θ ∈ Θ ⊆ ℝⁿ, and we try to estimate as well as possible, different to be considered models, for different studies, see also Hartley and Sielken,³⁹ as far as the safe dose concerns. The best known tolerance distribution is proposed by Finney,⁴⁰ in his early work, the probit model of the form

P(d)=Φ(μ+σd),P(d) = \Phi(\mu + \sigma d),with Φ being, as usual, the cumulative distribution function of the Normal distribution and μ and σ > 0 are location and scale parameters estimated from the data. Practically, the logarithm of dose is used that implies a log normal tolerance distribution.

The most commonly used parametric model for carcinogenesis is the Weibull model P(T≤t)=1−e−(θt)kP(T \le t) = 1 – e^{-(\theta t)^k}with t being the time to create a tumour, and with hazard function λ(t)=k θk tk−1(2.6)\lambda(t) = k\,\theta^k\, t^{k-1} \tag{2.6}

For the shape and scale parameters θ, k > 0, respectively, it is assumed when the Weibull model can exhibit a dose-response relationship that is either sub-linear (shape parameter k > 1) or supra-linear (k < 1), and has a point of inflection at x=((k−1)/k)1/k.x = ((k – 1)/k)^{1/k}.

The Weibull distribution is the fundamental distribution in Survival Analysis and is used in Reliability theory as a lifetime distribution. It is an extreme value distribution and is obtained as the distribution of the minimum of identical exponentially distributed random variables. Hence, if a “system” consists of independent components, each having identical exponential lifetimes, and if the system fails whenever the first component reaches the end of its lifetime, then the lifetime of the system follows a Weibull distribution.

Due to its flexibility, the Weibull model is suited to describe incidence data as they arise in animal experiments and in epidemiological studies. It has been used for common parametric analyses, e.g. comparison between experimental groups, which were treated with different doses of a carcinogenic substance. The Weibull model has been extensively discussed for tumorigenic potency by Dewanji et al.,⁴¹ through the survival functions and the maximum likelihood estimators.

The second derivatives of the log-likelihood l are Iθθ=−κdθ2−κ(κ−1)θκ−2∑tiκ,Iκκ=−dκ2−θκ∑tiκ [log⁡(θti)]2I_{\theta\theta} = -\frac{\kappa d}{\theta^2} – \kappa(\kappa – 1)\theta^{\kappa – 2}\sum t_i^{\kappa}, \quad I_{\kappa\kappa} = -\frac{d}{\kappa^2} – \theta^{\kappa}\sum t_i^{\kappa}\,[\log(\theta t_i)]^2 Iθκ=dθ−θκ−1(1+κlog⁡θ)∑tiκ−κθκ−1∑tiκlog⁡tiI_{\theta\kappa} = \frac{d}{\theta} – \theta^{\kappa – 1}(1 + \kappa \log \theta)\sum t_i^{\kappa} – \kappa \theta^{\kappa – 1}\sum t_i^{\kappa}\log t_i

Therefore, the 2 × 2 Fisher’s information matrix, with diagonal elements Iθθ,IκκI_{\theta\theta}, I_{\kappa\kappa} can be evaluated and then the Variance–Covariance matrix is the inverse of Fisher’s matrix.


Example 2.1:

For a working example on the above, see Kitsos and Limniakopoulou.⁴²

Example 2.2:

Simulation Study for the One Hit Model.


The One Hit model was one of the basic models studied by Gaddum, in 1940. For this case study under the imposed framework we face this T(x;θ)=P(y=1∣x,θ)=exp⁡(−θx)=1−P(y=0∣u,θ)T(x;\theta) = P(y = 1 | x, \theta) = \exp(-\theta x) = 1 – P(y = 0 | u, \theta)The corresponding log-likelihood function is ℓ(θ)=−∑xiyi−∑(1−yi)[xiexp⁡(−θxi)]/[1−exp⁡(−θxi)]\ell(\theta) = -\sum x_i y_i – \sum(1 – y_i)[x_i \exp(-\theta x_i)] / [1 – \exp(-\theta x_i)]while the summation ∑\sum runs from 1 to n. In probability terms the value
xopt=1.59/θx_{\text{opt}} = 1.59 / \theta corresponds to p = 0.2 – notice the dependence on the unknown parameter θ. For the binomial model with success probability p = P(y = 1 | x, θ) it seems reasonable in practice to keep probability levels within the interval [0.025, 0.975]. Notice that the optimum design point depends on the unknown parameter, therefore a prior guess is needed. The unknown parameter is estimated sequentially.


3. On the Michaelis–Menten Model

A general theory for enzyme kinetics was firstly developed by Michaelis and Menten⁴⁴ in their pioneering work. This is discussed very briefly below:

When an enzyme, say E, combines reversibly with a substrate, say S, to form a quite complex, say ES, which can dissociate or proceed to the product, say P, the following scheme is assumed: E+S    ⇌k2k1    ES    →k3    E+PE + S \;\; \xrightleftharpoons[k_2]{k_1} \;\; ES \;\; \xrightarrow{k_3} \;\; E + Pwith k₁, k₂, k₃ the associated rate constants. We let KM=k2+k3k1K_M = \frac{k_2 + k_3}{k_1}be the Michaelis–Menten (MM) constant, Vmax⁡=k3CTOTV_{\max} = k_3 C_{TOT}, CTOTC_{TOT} = the total enzyme concentration.
In principle Kₘ is the concentration at one half Vmax⁡V_{\max}, with Vmax⁡V_{\max} being the maximum metabolic rate constant. As far as the interspecies extrapolation concerns the MM constant is assumed to remain constant. Then a plot of the initial velocity of reaction u, against the concentration of substrate Cₛ, will provide the MM rectangular hyperbola of the form

Notice that in practice we only have readings of the form (3.1) with f(x,θ)=uf(x,\theta)=u being a non-linear function as above with the parameter vector to be θ=(Vmax⁡,KM),  x=CS.\theta = (V_{\max}, K_M),\; x = C_S.The deterministic relation (3.1) is linked with the experimental error. And in practice only readings for the stochastic non-linear model of the form yi=ui+ei,i=1,2,…,ny_i = u_i + e_i,\quad i = 1,2,\ldots,nis obtained. That is, readings yiy_i are associated with noise, with mean zero and variance constant, with the Normality assumption valid when inference is needed. For the optimal design consideration and evaluation of the parameters in Michaelis–Menten Model, see the early work of Endrenyi and Chan,⁴⁵ while Currie⁴⁶ have discussed the heteroscedasticity in the Michaelis–Menden Model and Gilberg et al.⁴⁷ provides an extensive discussion, while for all the possible ways the experimentalist wishes to fit the model, see Toulias and Kitsos.⁴⁸ As far as the construction of the confidence intervals, here a special consideration is needed. An extra statistic is defined: the supremum value of Beale’s measure of nonlinearity, Bates and Watts,⁴⁹ for models with two or more parameters, can be reduced to

B=1+nn−21F(3.2)B = 1 + \frac{n}{n – 2}\frac{1}{\sqrt{F}} \tag{3.2}with F being the F distribution with the appropriate degrees of freedom (df). Therefore, the approximate confidence region for the MM model is (θ−θ^)TI(θ^,ξ^)(θ−θ^)≤BFp,s2F(a;p,n−p)(\theta – \hat{\theta})^T I(\hat{\theta}, \hat{\xi}) (\theta – \hat{\theta}) \le B F_{p, s}^2 F(a; p, n-p)where I is the information matrix. They worked out, empirically, that this confidence region includes the classical Wald confidence intervals for 100% or 95% efficient designs. The Optimal Design theory can be applied in experimental Carcinogenesis, Kitsos,⁵¹’⁵¹’⁹ while the Metabolizing Enzymes for Lung Cancer Risk Factors have been discussed by Risch et al..⁵²

There are two lines of thought to approach the MM model as an optimal experimental design:

  1. Biological point of view: enzymatic process plays an important role in practice. In cancer studies, the question is whether enzymatic induced interactions have an influence on the production of a carcinogen. This is strongly related with the estimation of Vmax⁡V_{\max} and KMK_M, with such attempts giving more emphasis to practical problems, Currie,⁴⁶ Endrenyi and Chan,⁴⁵ Gilberg et al..⁴⁷

  2. Statistical point of view: includes Michaelis–Menten within the class of non-linear models and uses the model within this theoretical framework, Kitsos⁵⁰ among others. Two more very crucial points are also mentioned namely: that this design is optimum for estimating the ratio Vmax⁡/KMV_{\max}/K_M and that the variance σ2\sigma^2 is not constant.

Endrenyi and Chan⁴⁵ discussed and obtained the D-optimal design for the MM model, with the minimization in mind of the information matrix Re. They worked out that only one parameter needs prior information and then applied all more classical terms for 100% or 95% efficient designs. It is clear that in enzyme kinetic studies, with constant variance the one design point might be at the highest possible concentration, and the second at the maximal feasible velocity. The main result, Kitsos⁵⁰ for the Michaelis–Menten Model is that the D-optimal design for the MM model as in (3.1) does not depend on Vmax⁡V_{\max}, the “linearly contributed” parameter. That practical means that only for one parameter you need prior information, and the D-optimal design for the extended Michaelis–Menten model of the form

u=Vmax⁡CSKM+CS+θ0CSu = \frac{V_{\max} C_S}{K_M + C_S} + \theta_0 C_Sfor estimating θ=(Vmax⁡,KM,θ0)\theta = (V_{\max}, K_M, \theta_0) does not depend on Vmax⁡V_{\max} and θ0\theta_0, which can be considered as the linear metabolic rate constant. Moreover, the Dₛ-optimal design for estimating θ0\theta_0 depends only on KMK_M. This comes as a result that an extra linear term does not influence the MM optimal experimental design, Kitsos,⁵⁰ while if U >> K₀ (U is too large comparing K₀) the locally D-optimal design (the one which allocates half observations at two contributed optimal design points) allocates half points at U (the maximum value of the concentration of substrate) and K₀ (the initial guess for the MM constant). Moreover, it is Optimum value of Cₛ ≅ K₀. Notice that the D-optimal designs as above for estimating the parameter vector (Vmax⁡,KM)(V_{\max}, K_M) are the D-optimal designs for estimating the ratio φ=Vmax⁡/KM.\varphi = V_{\max}/K_M.This result is really helpful for the experimentalist, as to get a ratio estimates is a difficult task in Statistics. This result is Statistically essential, as there is, in principle, a difficulty on ratio estimates. The problem is always the initial guess. Therefore, the MMM can be based on two steps of calculations:

A1: Determine a proportion p for your n observations at first stage i.e. allocate np2\frac{np}{2} observations at U and K₀, or at U and Optimum Cₛ. Get the estimates. Use these estimates to feed the next step A2.

A2: Perform sequentially (1−p)n2\frac{(1 – p)n}{2} more runs OR a second static design with the estimates obtained at stage A1 (this case is known as two stage design). The MMM is rather a Statistical model, than a Probability one, but still within the useful models facing the Cancer problem. More elegant, mathematically, models can be constructed and are discussed below.


4. Advanced Probability Models

The mechanistic models have been named so, because they are based on the presumed mechanism of the carcinogenesis and they form a particular class of models. The main and typical models of this class are the dose response models, used in Risk Assessment, based on the following main characteristics:

There is no threshold dose below which the carcinogenic effect will not occur.
➤ Carcinogenic effects of chemicals are induced proportionally to dose (target tissue concentration) at low dose levels.
➤ A tumour originates from a single cell that has been damaged by one of the two reasons: either the parent compound or one of its metabolites.

The mechanistic class of models can be subdivided into those models that describe the process on the level of the organism or on the level of individual cells, see section 1. The following subclasses are referred.


The sub-class of Global models, includes those models that on the level of the whole organism, are closely related to the introduced Probability Models for Cancer, as also describe the time to detectable carcinoma. Typical example is the cumulative damage model (it is mathematically now really visible). This model considers that the environmental factors cause damage to a system, which although does not fail “immediately”, eventually fails whenever the accumulating damage exceeds a threshold. The model adopts a Poisson process generating time points in which damage occurs.


The second sub-class of Mechanistic Models is the Cell Kinetic models.

They attempt to incorporate a number of biological theories, based on the line of thought that the process of carcinogenesis is on the cellular level. There has been a common understanding among biologists that the process of carcinogenesis involves several biological phenomena including mutations and replication of altered cells. Cell kinetic models are subdivided by the method, which is used for their analysis, in Multistage Models and Cell Interaction Models, as follows. The main class of cell kinetic models comprises multistage models, which describe the fate of single cells, but does not take into account interactions

between cells. In these models, mutations and cell divisions are described. These models stay analytically tractable because cells are assumed to act independently to each other. The variables of interest can be derived explicitly, and hence the usual statistical techniques can be used to apply these models to data. The pioneering work of Moolgavkar and Venzon¹¹ formulates a two–stage model with stochastic clonal expansion of both normal and intermediate cells and they introduced a mathematical technique to analyse a two–stage model with deterministic growth of normal cells and stochastic growth of intermediate cells. Moreover, Moolgavkar and Knudson¹² showed how to apply this latter model to data from epidemiological studies. Working on incidence data from animal experiments and epidemiological studies, Kopp–Schneider,¹⁶ is providing the appropriate definitions and understanding for the underlying probabilistic mechanism for applications.


The second sub-class of the cell kinetic models is the Cell interaction models incorporating both the geometrical structures of the tissue and communication between cells are too complicated for analytical results. These models aim to describe the behaviour (described by a number of simulations) of complex tissues in order to test biological hypotheses about the mechanism of carcinoma formation.

The Generalised Multistage Models (GMS) or Cell Interaction Models and the Moolgavkar–Venzon–Knudson Models (MVK) are based on the following assumptions:

Carcinogenesis is a stochastic multistage process on cell level.
Transition between stages is caused by an external carcinogen, but it may also occur spontaneously.


Cell death and division is important in MVK models. The normal, intermediate and malignant cells are depending on time. Intermediate cells arise from a normal cell due to a Poisson process with known rate. A single intermediate cell may die with rate β, divide into two intermediate cells with rate α, or divide into one intermediate and one malignant cell with rate μ. Therefore, the process gives rise to three steps: Initiation, promotion, progression, which are very different from the biological point of view.
If an agent increases the net cell proliferation α – β, the cancer risk will also increase, Luebeck et al.,³⁸ Luebeck and Moolgavkar.¹⁵ These cell kinetic models were used to describe the time to tumour as a function of exposure to a carcinogenic agent. Two objectives guide this research. On one hand, the models can be used to investigate the mechanism of tumour formation by testing biological hypotheses that are incorporated into the models. On the other hand, they are used to describe the dose–response relationship for carcinogens.

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Figure 4.1: A classification of the stochastic models of carcinogenesis.

The compact presentation and discrimination in Figure 4.1 has been taken place at first level according to the intention, at second level according to biological detail and at third level according to the desired method, and is based on the above discussion.


5. Theoretical Implications in Practice

There is a need for calculating low level percentiles, Kitsos,⁵³ working for low dose extrapolation problems. For practical reasons the calculation should be simple such that it can be adopted easily be the experimentalist, while at the same time, this

F(Lp)=1−exp⁡(−(θLp)k)⇒Lp=(−1θkln⁡(1−p))1/kF(L_p) = 1 – \exp\left( -(\theta L_p)^{k} \right) \Rightarrow L_p = \left( -\frac{1}{\theta^k} \ln(1 – p) \right)^{1/k}

This result can be generalized. It has been proved, Kitsos,⁵⁵ that within the class of Multistage Models there exists an iterative scheme which converges to the percentile LpL_p. Such a need is essential when p is very small and can always be evaluated sequentially, rather than working with a static design, as the estimated percentile is re-estimated.⁵⁶ Another point of interest, with a strong theoretical background, is mixtures. Humans are exposed to a large number of chemicals from a variety of different sources, either sequentially or static/concurrently. We would like to clarify that the mixtures of chemicals are ubiquitous:

  1. in the air the animals and humans are breathing

  2. the food that all species are eating

  3. the water that all species and especially humans are drinking.

Therefore, an extended analysis to the involved chemical mixtures is needed to provide a further analysis on Cancer Risk Assessment, Kitsos and Edler,⁵⁷ who worked on the different Statistical models concerning the mixtures and the corresponding Geometrical presentation, to clarify the situation to the experimenter. A simple chemical mixture consists of a composition of chemicals. In practice this composition consists of no more than ten chemicals. The qualitatively and quantitatively synthesis is supposed to be known, in any case, that means that even if it is not known has to be investigated and analysed. The various combination of chemicals can eventually affect on either different target organs or the same target organ. The above two groups can be combined with the two assumptions on the action of these chemicals. This action is consisted of chemicals that can be either with different mode of action or with the same mode of action.

The main terms in a biological mixture bioassay, when a mixture experimental approach is adopted for the biological/toxicological problem, under investigation, has been developed by Hodgson and Levi,⁵⁸ Kitsos and Edler:⁵⁷

  • Synergism: Both involve toxicity greater than would be expected from the toxicities of the compounds administrated separately, by in the case of synergism one compound has little or no intrinsic toxicity administered alone, where in the case of

  • Potentiation: both compounds have appreciable toxicity when administered alone.

As a toxicological interaction, the National Research Council (NCR),²⁰ defines a circumstance in which exposure to two or more chemicals results in a qualitatively or quantitatively altered biological response relative to that predicted from the actions of a single chemical.

log⁡{p(x)/[1−p(x)]}=xT=β0+β1×1+⋯+βpxp,\log \{ p(x) / [1 – p(x)] \} = x^T = \beta_0 + \beta_1 x_1 + \cdots + \beta_p x_p,

Hosmer and Lemeshow,⁶¹ Rao and Tountenbug,⁶² we can evaluate that

p(x)=Logit−1(xTβ)p(x) = \text{Logit}^{-1}(x^T \beta)

which remains invariant under affine transformations,⁶⁶ while for a development of the Generalized Linear Models see Collet,⁶⁷ Cox and Snell.²⁷ A very similar mode which can be applied, is the log–logistic model.


In principle the investigator is interested to get more information and they are usually constructed in such a way, that they extract as much information about the process as is possible, following a certain criterion. An “optimal experimental design” is that design which estimates the involved parameters “as well as possible”, with the most popular criterion being to have the estimators the smallest variance, i.e., the smallest possible error – this is the D-optimal criterion.

There are different types of optimal experimental design for different targets. The main ones are Kitsos and Edler⁵⁷:

  • 2ᵏ Factorial Design, 2ᵏ⁻ᵐ fractional factorial, Rotatable, Simplex,

  • Optimal designs (e.g., D-optimal etc.).

Another theoretical issue, which it is not considered, unfortunately, is the effect of Covariates to prognosis, Kallinfeflis,⁵⁹ Kitsos,⁶⁰ Boggs and Legakos,⁶¹ among others. The adoption of the covariate idea to the development of tumour, needs a careful study and it is beyond the target of this paper.


In this paper, the logit model is adopted to estimate the relative risk, through the relative risk. The logit model has been suggested, since the pioneering paper of Berkson.⁶² That is the “log odds” have been assumed linear in terms than considering a subject with attributes, given by the input vector

X=(X1,…,Xp)T,X = (X_1, …, X_p)^T,

Breslow and Day,⁶³ Cox and Snell,²⁷ Bliss⁶⁸ in his pioneering paper of Risk Analysis, were counting the number of dead insects after being exposed to C₅₂.

Usually, interest is focused on the Relative Risk (RR), with

RR=exp⁡(β1)RR = \exp(\beta_1)

and we test the null hypothesis

H0:RR=1H_0 : RR = 1

vs the alternative

H1:RR≠1.H_1 : RR \ne 1. 

The chi-square test, Lemeshow and Hosmer⁶⁹ among others, is very useful, when a “large” number of observations are considered, while the hazard function has been also proved useful to the experimenter, especially when the time is part of the whole study. Although the Normal distribution has been generalized and the hazard function for the Generalized Normal has been evaluated, Toulias and Kitsos,⁷⁰ the researcher still needs the classic hazard function, as it is easier to be evaluated and there are not Mathematics associated with it.


Example 5.2.

Some of the markers related to the breast cancer are widely monitored and the relevant tests are routinely performed on patient samples, with the following being the most popular: Estrogen Receptors (ER), Progesterone Receptors (PR), HER-2, p53, S phase. Many gene polymorphisms in the metabolism of breast cancer have been described as possible neoplasm etiologic factors, Bugano et al..⁷¹ Regarding the breast cancer risk assessment, its epidemiology, and its relation to CYP17, MspA1 polymorphism, different opinions have been expressed, Feigelson et al.,⁷² while Huang et al.⁷³ found a positive association between the breast cancer relative risk and the individual susceptibility genotypes. See Kitsos⁷⁴ for the details of this study, while the method was extended for the Generalized Normal distribution and Information criteria providing an appropriate software, Kitsos and Toulias.⁷⁵

Therefore, a study, was performed referring to 98 breast cancer patients and 125 healthy controls where they were compared considering the age at menarche, age at menopause, the number of full-term pregnancies and the CYP17, COMT genotypes.
The frequency of CYP17 A1/A1 genotype was compared to A1/A2 and A2/A2, whereas the frequency of COMT G/G genotype was compared to G/A and A/A. The result was that the full pregnancy with Relative Risk, RR = 1.42 and Menopause with RR = 1.04 (p < 0.05) influence the final RR.

Interpretation of the coefficients of the statistically significant variables, provide evidence, that on the basis of this study, when the age at menopause increases one year the probability of breast cancer increases 4%.

Moreover, women with full time pregnancy have 42% less probability for breast cancer than the other women. In that point it is useful to remark that from the interpretation of the coefficient of the variable age of menarche from the full model we have that when the age of menarche increases one year then the probability of cancer decreases 5%. There is a strong interest on the subject from the statistical point of view, see Duffy,⁷⁶ Prentice and Gloeckler,⁷⁷ among others.


6. Conclusion

It has mentioned that tumour markers (usually proteins associated with a malignancy) might be clinically usable in patients with cancer, Cheung et al.,⁷⁸ Amaral-Mendes and Pluygers.⁷⁹ A tumour marker can be detected in a solid tumour, in circulating tumour cells in peripheral blood, in lymph nodes, in body fluids, and in excreted body fluids. As the Risk Assessment of Carcinogenesis is so important a number of models have been already reviewed, Vineis et al.,⁸⁰ while others provide new ones, Gatenby and Vincent,⁸¹ as it is expected due to the evolution.

The aim of this paper has been to offer Statistical methods and discussion either for experimental carcinogenesis problems or for real life Cancer problems. The former needs extrapolation to humans or interspecies extrapolation, Travis et al.,⁸² while the latter is a real problem with the most references in the Science, Edler and Kitsos,¹⁰ Crump et al..⁸³ Different accidents, the main one being the Chernobyl, Baverstock and Williams,⁸⁴ among others, provided less information than it was expected, due to the problems to collect the appropriate data. As the Risk Assessment of Cancer has studied in detail from the medical, Ladenson,⁸⁵ Kawai et al.,⁸⁶ Hayat, et al.,⁴ toxicological studies, Bowman et al.,⁸⁷ and biological points of view, Arden et al..⁸⁸ the main objective of this work has been to provide an insight into this problem from the Statistical point of view proposing a sequential bioassay for the estimation of low–dose exposure, i.e. low–dose percentiles.
The optimal experiment design has been adopted and the sequential principle has been considered. Static designs, where all the observations are used once have the disadvantage that a costly experiment might be performed and the acquired estimator might be far from the “true” value. The effect of covariates in Cancer problems, it is always a useful idea to proceed, Petersen,⁸⁹ Kitsos.⁶⁰

The Probability Models it is not related to epidemiological studies, Ferlay et al.,⁹⁰ Horn-Ross et al.,⁹¹ Kafadar and Tukey,⁹² among others. These studies can be helpful in constructing statistical parameters, and being helpful in Risk Analysis studies. We strongly encourage the development and use of such models trying to explain the underlying mechanics through Statistical modelling. It is better to approach the situation with an error than to have no model to describe the phenomenon.
In the development we attempt, and mainly based on our research work, we believe that Luebeck et al.,³⁸ Montie and Meyers⁹³ are among those who tackled the real problem, while the majority of Statistical work offer ideas for facing the problem, as it happens to Risk Analysis which oscillates between practice and theory, Kitsos.¹⁸ But still we believe that a simple geometrical figure clarifies the situation, providing food for investigating the Statistics behind. It is a real need the Statistical coverage, usually through an appropriate, and assumed correct, model. There are a number of theoretical techniques, trying to support the research on this kind of Bioassays.

The affine Geometry approach for the invariance of the logistic model, Kitsos,⁵⁶ can be useful on defining the appropriate transportation from animals to humans (usually it is assumed the transformation: the body weight to the power around the value of 0.74), while Hermann et al.³¹ provided more Mathematics to study the surface of a tumour. Statistics is the right hand of Sciences, so we believe it can proved itself useful facing Cancer problems, communicating with Medicine and Biology. The advice “Keep it Simple”, Kitsos,²⁸’¹⁸ is depending on the definition of “simple”, which is a function of time.
What is “simple” today was not 50 years ago, with typical examples being the conic sections (of Apollonius), which were waiting for centuries Kepler to adopt them. Now ellipse, parabola etc. are simple questions at high schools. Therefore, it needs determination, and capable communication skills, to adopt the Probability models of today to study, in a team work, the evolution of the cancer problems.


Conflict of Interest:

None

Acknowledgments:

CPK would like to thank the CCMS/NATO pilot study for the generous grand, on carcinogenesis, for the time period 1990–2008 and the participants for the same period. The comments of the referees are very much appreciated and help us to promote the final work of this paper.

 

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